A report from nonprofit group IREC presents evidence that remote inspection of new residential solar and/or storage installations can yield improved code compliance and safety, compared to on-site ...

A total of 741 member firms volunteered to participate in FINRA’s Remote Inspections Pilot Program, FINRA has announced in a blog post. The 741 participant firms represent 22% of FINRA member firms.

The regulator wants to provide relief from in-person supervision until the SEC rules on a pilot program for online oversight. By Mark Schoeff Jr. Finra will allow brokerages to conduct online ...

A total of 741 Finra member firms have opted-in to the first part of a three year pilot assessing remote inspections of branches and offices. Eligible member firms can satisfy their obligations for ...

FINRA is asking for yet another extension of an emergency order allowing broker-dealers to inspect their branch offices remotely rather than in-person. Processing Content The proposal, submitted on ...